Futu Securities International (Hong Kong) Limited
Hong Kong, Hong Kong
(on-site)
Posted
17 days ago
Job Function
Legal Support
Description
Responsibilities:- Develop and implement compliance policies and procedures.
- Monitor and review IPO-related activities to ensure regulatory compliance.
- Conduct risk assessments and compliance audits.
- Collaborate with internal stakeholders to address compliance issues and provide training.
Requirements:
- Bachelor's degree in Law, Finance, Accounting, or a related field;
- 5-10 years of compliance experience in Hong Kong licensed institutions, with at least 3 years focused on IPOs. In-depth knowledge of key regulatory frameworks, including the SFC Corporate Finance Adviser Code of Conduct.
- Strong stress tolerance and cross-departmental collaboration skills.
- Proficiency in both written and spoken English and Chinese (fluency in Mandarin is a must).
Job ID: 79867504
