Description

A leading alternative investments firm is looking to hire VP Compliance to report to Chief Compliance Officer.

• Preparing MAS and SGX filings for the entities
• To manage the relationship with local regulatory bodies and auditors.
• Assisting with the oversight and continuing the implementation of compliance programmes
• Staff personal dealing in financial instruments.
• Staff conflict of interest situations.
• To provide compliance opinion/risk assessment on KYC files and PEP/Sanctions alerts requiring an intervention.

Bachelor with 10 to 15 years of regulatory compliance experience working inhouse at an asset management or compliance consulting.

Consultant Registration No. R1108154
Singapore Employment Agency License No: 16S8069

Privacy Statement: By submitting an application and sharing your personal information with us, you consent to such information being collected, held, used and disclosed in accordance with our Privacy Policy (https://www.wilsonhr.com/privacy-policy)